Annual report 2001




PROCEDURE

The Decree on our operation established a peculiar so-called conciliation process conforming to the nature and means of the Office.
If our Office detects the possibility of an infringement of educational rights - or direct threat thereof - and the application does not have to be rejected for the procedural obstacles described above, we launch the conciliation process. At the beginning of this process, we do not examine the truth of the complaint but communicate the contents of the application to the other party and request them to inform our Office on their position concerning the case. We believe that it is important to learn about the opinion of the other party involved in the complaint and about both sides of the situation regarded as injurious. This request for a statement also aims at encouraging the other party concerned in the application to examine the problem and review its position concerning the case on account of giving a response. As a result of this process, the investigation is often resolved in this initial stage: the infringement of right is remedied by the institution contacted, within its own scope of control.
Thereafter we conclude our position after comparing the statements of the parties, the documents rendered available to us, and the relevant legislation. We have to attempt to clarify the conflict or to explore any possible infringement of rights even in the case of contradictory statements by the parties, or positions that cannot be approximated. To this end, the Decree regulating our proceedings ensures the following means for us: on the one hand, it resolves the burden of proof, and on the other hand, sets up the institution of conciliation in person. In accordance with the provision on the burden of proof, the applicant is obliged to prove the facts claimed in the application, while the institution is obliged to prove the facts constituting the basis for its statement. As a consequence of the above rules, if the statements of the complainant and the institution are contradictory, and the complainant is unable to substantiate their statement, we have no option other than to end the investigation. Since the infringement of educational rights cannot be concluded on the basis of data available to us, we have to close the case.
When circumstances justify it, we invite the parties to conciliate in person. This conciliation in person is a peculiar element of our process - to explore the circumstances of the case together with the parties involved in the conflict and with our officers. Our role is to ensure the framework for an effective discussion and to highlight the legal background of the case. We organise conciliation in such a way so as to allow sufficient time for the parties to hear each other's opinion. We request the participants to limit the discussion to issues related strictly to education and to refrain from stressing personal conflicts since only this enables the adequate exploration and assessment of events. Conciliation in person facilitates the finding of possible forms of remedy together if the infringement of a right is concluded, thus the parties involved in the conflict may contribute to resolving it. As the type of agreement reached is also up to them, they may regard it as their own. No agreement in breach of a piece of legislation may be reached, though a number of solutions can be envisaged within the legislative framework. It is our firm belief that conciliation in person increases the probability of voluntary law-abiding behaviour since a mutually-agreed position may lead to more lasting results than a decision by the authorities that is enforced by the power of law. The institution of conciliation in person offers an opportunity for the participants in education to resolve their conflicts without any harm to their dignity. Thus civilised and efficient forms of conflict management may create a need for educational institutions to set up similar forums on the spot.
It is determined on the basis of the above process whether educational rights have been infringed or not in the case investigated. 32 per cent of our cases have been closed in the absence of infringement of rights since we concluded that there was no infringement of rights or that it was possible to conclude on the basis of available information that there was no infringement of rights. Infringement of educational rights was demonstrated in 16 per cent of the cases, where the infringing party failed to remedy the infringement within its own scope of control, leading to the application of measures provided for by the Decree.
Among the given options, initiatives and recommendations is the one we use the most often. They entail no legal pressure, i.e. the institutions addressed are not obliged to implement their specifications. Our proceedings must, at all times, respect this peculiar feature demonstrated in the conciliatory nature of the investigation and in the institution of conciliation in person. The entire process must be designed to encourage the parties to adopt the contents of the initiative or recommendation emerging as a result of the process, to accept the proposed solution that was agreed with their involvement in the course of conciliation, and to implement it voluntarily, without any legal pressure.
It is important to note that in the course of this process, we always act on behalf of the injured party, who is not necessarily the same as the applicant. It was discovered in several instances that it was the very complainant who infringed educational rights, therefore we identified an initiative towards the applicant with a view to terminate the infringement of rights.
The Decree on our operation sets forth a number of safeguards for protecting complainants contacting our Office against any disadvantage resulting from their application. This principle is stated in Paragraph (7) of Article 5 of the Decree on the Commissioner for Educational Rights in line with the constitutional right to complaints as provided for in Article 64 of the Constitution.
Pursuant to Paragraph (5) of Article 5 of the Decree, the personal data of applicants is utilised in line with the stipulations of the Act on Data Protection. Among the rules specified in the Act on Data Protection, it should be stressed that in proceedings launched upon the request of the party concerned, the consent to the utilisation of necessary data must be assumed. So we are authorised to utilise the personal data of the complainant in the course of our investigations. We may forward them to the other party but only to the extent indispensable for the processing of the case. The complainant has the opportunity to request anonymity in the course of conducting the proceedings. Our Office will, of course, handle all cases without the forwarding of data of the applicant where the identification of complainant is not necessary. Therefore the request for anonymity carries particular significance when an investigation may not be conducted without forwarding the personal data of the complainant. In these instances, applicants are informed that a request of this nature will hinder the processing of their case and are asked whether they waive their request for anonymity in the light of this circumstances. Pursuant to Paragraph (2) of Article 10 of the Decree on our proceedings, personal data of natural persons involved in the cases may not be included in this Account either.
The Decree states that applicants are entitled to the same protection as reporters of matters of public interest. As a result of this provision, Article 257 of the Penal Code offers protection to complainants contacting us, the said Article orders the penalising of those taking discriminating measures against reporters of matters of public interest because of their reports.
The rules of our operation ensure the prevention of other authorities learning about the complaints we receive even if our Office has no jurisdiction for conducting the investigation. In accordance with the Decree, we inform the complainant on our lack of jurisdiction and identify the agency with proper jurisdiction. Pursuant to this provision, no case may be transferred to another authority without the knowledge and consent of the complainant.

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  OFFICE OF THE COMMISSIONER FOR EDUCATIONAL RIGHTS
  1055 - Budapest, Szalay u. 10-14.; e-mail: panasz@oktbiztos.hu

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